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Jay Clayton

Elad Roisman
Executive Moves/News
Commissioner Elad Roisman to Serve as SEC Acting Chairman

Elad Roisman, a commissioner of the Securities and Exchange Commission (SEC), has been appointed to lead the agency on an acting basis, five days after Jay Clayton stepped down as SEC chairman.

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by Nichols Martin
December 29, 2020
Jay Clayton
Government Technology/News
New SEC Rules Seek to Modernize Infrastructure Used in Equity Market Data Collection, Distribution; Jay Clayton Quoted

The Securities and Exchange Commission has implemented rules to update the infrastructure used to collect, consolidate and disseminate market data for national market system stocks. SEC said that the newly adopted rules

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by Jane Edwards
December 10, 2020
Jay Clayton
Executive Moves/News
Jay Clayton to Leave SEC Chairman Post

Jay Clayton, who has been the Securities and Exchange Commission's (SEC) chairman since May 2017, will step down from his role by the end of this year. Clayton has prioritized initiatives aimed

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by Nichols Martin
November 17, 2020
News/Press Releases
SEC Proposes Changes to Exempt Offering Framework; Jay Clayton Quoted

The Securities and Exchange Commission has proposed amendments to the current exempt offering framework under the Securities Act of 1933 in an effort to expand investment opportunities and advance capital formation. "Emerging

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by Jane Edwards
March 9, 2020
Executive Moves/News
Kristina Littman to Lead SEC Enforcement Division’s Cyber Unit

Kristina Littman, a former staff attorney of the Securities and Exchange Commission, has been appointed to serve as chief within the cyber unit of SEC's Division of Enforcement. She will lead a unit that

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by Nichols Martin
December 4, 2019
Executive Moves/News
CIA Vet Kevin Zerrusen Takes SEC Cybersecurity Advisory Role

Kevin Zerrusen, former managing director for Goldman Sachs, has been appointed senior advisor for cybersecurity policy under Securities and Exchange Commission Chairman Jay Clayton, SEC said Monday. Zerrusen will oversee the agency’s collaborative

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by Brenda Marie Rivers
June 4, 2019
News
SEC to Hold 2018 Small Business Capital Formation Forum at Ohio State University

The Securities and Exchange Commission is hosting its annual Government-Business Forum on Small Business Capital Formation in cooperation with The Ohio State University's National Center for the Middle Market. The event, taking

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by Nichols Martin
October 19, 2018
News
SEC Says Nine Public Firms Lost $100M to Cyber Fraud; Jay Clayton Quoted

The Securities and Exchange Commission has released a report that calls for public companies to develop and implement internal accounting controls while taking into account the risks associated with cyber fraud. "Cyber

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by Jane Edwards
October 17, 2018
News/Press Releases
SEC Modernizes Delivery of Fund Shareholder Reports to Investors; Jay Clayton Comments

The Securities and Exchange Commission has adopted a new rule to enhance the process of delivering fund shareholder reports to investors. The commission said Tuesday the new process under Statement on Investment

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by Monica Jackson
June 6, 2018
Government Technology/News
SEC Introduces Online Search Tool for Investors; Jay Clayton Comments

The Securities and Exchange Commission has introduced a new online search tool to help investors make safe and informed investment decisions and avoid financial scams. SEC said Wednesday the SEC Action Lookup

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by Monica Jackson
May 3, 2018
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