Elad Roisman, a commissioner of the Securities and Exchange Commission (SEC), has been appointed to lead the agency on an acting basis, five days after Jay Clayton stepped down as SEC chairman.
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The Securities and Exchange Commission has implemented rules to update the infrastructure used to collect, consolidate and disseminate market data for national market system stocks. SEC said that the newly adopted rules
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Jay Clayton, who has been the Securities and Exchange Commission's (SEC) chairman since May 2017, will step down from his role by the end of this year. Clayton has prioritized initiatives aimed
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The Securities and Exchange Commission has proposed amendments to the current exempt offering framework under the Securities Act of 1933 in an effort to expand investment opportunities and advance capital formation. "Emerging
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Kristina Littman, a former staff attorney of the Securities and Exchange Commission, has been appointed to serve as chief within the cyber unit of SEC's Division of Enforcement. She will lead a unit that
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Kevin Zerrusen, former managing director for Goldman Sachs, has been appointed senior advisor for cybersecurity policy under Securities and Exchange Commission Chairman Jay Clayton, SEC said Monday. Zerrusen will oversee the agency’s collaborative
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The Securities and Exchange Commission is hosting its annual Government-Business Forum on Small Business Capital Formation in cooperation with The Ohio State University's National Center for the Middle Market. The event, taking
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The Securities and Exchange Commission has released a report that calls for public companies to develop and implement internal accounting controls while taking into account the risks associated with cyber fraud. "Cyber
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The Securities and Exchange Commission has adopted a new rule to enhance the process of delivering fund shareholder reports to investors. The commission said Tuesday the new process under Statement on Investment
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The Securities and Exchange Commission has introduced a new online search tool to help investors make safe and informed investment decisions and avoid financial scams. SEC said Wednesday the SEC Action Lookup
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